Maxwell Razzore

Vice President - Program Manager at Cetera Financial Group

Maxwell Razzore has a diverse and extensive work experience in the financial industry. Maxwell is currently working as the Vice President - Program Manager at Cetera Financial Group since March 2021. Prior to this role, Maxwell held various positions at LPL Financial, including AVP - Cash Management Operations from May 2019 to March 2021 and AVP - Dedicated Service Teams from November 2018 to May 2019. Maxwell also served as the Assistant Vice President at AXA Service Center, managing a team specialized in policies and procedures for AXA, from March 2016 to November 2018. Before joining LPL Financial, Maxwell had roles such as Assistant Vice President in Alternative Investments from May 2014 to March 2016, Manager of Registered Investment Advisor Service from April 2013 to May 2014, Supervisor of Compliance and Registration Services from January 2011 to April 2013, and Associate Service Consultant in Compliance and Registration Services from January 2008 to January 2011. Maxwell started their career as a Financial Advisor at Morgan Stanley from March 2006 to August 2007.

Maxwell Razzore received their Bachelor of Arts (B.A.) degree in Business/Managerial Economics from Occidental College, from 2000 to 2004. In addition, they obtained various certifications including Series 24, Series 31, Series 66, and Series 7 from the Financial Industry Regulatory Authority (FINRA) in the years 2006 and 2008.

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  • Vice President - Program Manager

    March, 2021 - present

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