TC

Thomas Chow

Senior Vice President, Equities Compliance

Thomas Chow is an energetic and enthusiastic compliance officer with a strong background in auditing and information systems, specializing in monitoring and surveillance. They have held several positions in prominent financial institutions, including their current role as Senior Vice President of Equities Compliance at Citi since 2024 and their previous tenure as Vice President at the same company. Thomas also served as a Compliance Manager at Haitong International Securities and an Associate in Rule Enforcement at HKEX. Known for their adaptability and commitment to ongoing learning, Thomas is passionate about fast-paced industries and proficient in various financial instruments and business software.

Location

Hong Kong, Hong Kong

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