Emily Hardie

Group Head Of Regulatory Risk at Insignia Financial

Emily Hardie's work experience includes:

- Group Head of Regulatory Risk at Insignia Financial since October 2021. Emily leads teams responsible for managing all regulatory engagements, responses, and breaches/reportable situations on behalf of the Insignia Financial Group's regulated entities. Emily provides regulatory oversight, strategic advice, and challenge, communicates regulatory expectations, and influences regulatory strategy. Additionally, they supervise compliance with financial services laws, identifies and monitors regulatory risks, manages regulatory responses, and provides regulatory advice and reporting to boards and committees.

- Senior Manager, Regulatory Risk at Insignia Financial from June 2021 to October 2021.

- Associate Director, Regulatory Strategy & Affairs at National Australia Bank from July 2019 to June 2021.

- Manager, Risk & Compliance at AMP from December 2017 to July 2019.

- Manager, Governance Regulation & Conduct at Deloitte from August 2017 to November 2017.

- Senior Case Manager, Investments & Advice at Financial Ombudsman Service Australia from July 2016 to August 2017.

- Private Client Adviser at Securitor Financial Group from July 2015 to July 2016.

- Manager, Compliance at State Trustees from March 2014 to June 2015.

- Portfolio Management & Compliance at LAWRENCE from June 2011 to December 2013.

- Portfolio Management at Utopia Financial Planning from January 2010 to June 2011.

- English Tutor from January 2005 to December 2009.

Emily Hardie has a diverse education history. Emily attended Perth Modern School from 2000 to 2004. After their secondary education, they pursued a Bachelor of Commerce (B.Com.) degree in Economics and Finance (Financial Planning) at Curtin University. Emily also engaged in various professional development courses and certifications throughout their career. Emily completed a Super Concepts and ICFS Specialist SMSF Course through the University of Adelaide, with a focus on the International Centre for Financial Services. Additionally, they underwent mediator training at Resolution Institute. Emily further expanded their knowledge by pursuing a Master of Laws in Juris Doctor at RMIT University. In terms of certifications, they obtained a Cybersecurity Foundations: Governance, Risk, and Compliance (GRC) certification from LinkedIn in September 2023. It's important to note that the start and end years for each educational experience were not provided.

Links

Previous companies

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Timeline

  • Group Head Of Regulatory Risk

    October, 2021 - present

  • Senior Manager Regulatory Risk

    June, 2021

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