LPL Financial


LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer. LPL serves independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs t... Read more





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Dan Arnold
President & CEO

Dan Arnold

John O'Neill
Chief Compliance Officer
Greg Gates
Managing Director, Chief Technology & Information Officer
Kabir Sethi
Managing Director, Chief Product Officer
Matthew Audette
Managing Director, CFO
Michael Hartman
Chief Compliance Officer & Director, Operations
Sara Dadyar
MD & Chief Human Capital Officer
Althea Brown
MD & Chief Legal Officer
Rich Steinmeier
MD & Divisional President, Business Strategy & Growth
Matthew K. Enyedi
Managing Director, Business Solutions
Aneri Jambusaria
Managing Director, LPL Services Group
Vance Kirksey
Chief Learning Officer, Head Of Culture And Talent
Anthony Holman
Vice President
Wanda Lundy
VP Workforce Managment
Bruce Miller
Branch Office Manager
Shannon Mouzon
Manager - Onboarding
Antoinette Knudsen Sphr
Senior HR Specialist
Shailja Khuman
Corporate Recruiter
Kristin MacCubbin
Sr. HR Generalist