Ron Miller

Ron Miller has a diverse work experience spanning over two decades. Ron currently holds the position of VP - Regulatory Compliance at MIAX Exchange Group since April 2022, where they are responsible for monitoring the exchange trading systems for compliance with SEC and exchange rules and regulations. Prior to this, Ron served as the Director of Compliance at MIAX Exchange Group from October 2020. In this role, they administered the compliance program and liaised with regulatory, technology, and operations departments.

Before joining MIAX Exchange Group, Ron worked at Financial Industry Regulatory Authority (FINRA) from January 2016 to October 2020. As part of the Transparency Services - Product Management team, they oversaw the management and operation of FINRA's OTC market transparency facilities while ensuring adherence to SEC's Regulation Systems Compliance and Integrity (Reg SCI) standards.

Ron's previous experience includes roles at International Securities Exchange from 2009 to 2016, where they handled market operations and served as a product owner for various product lines. Ron also worked at WhenTech as Director-Sales and Support in 2009, and at RTS Realtime Systems as a Product Manager and Sales/Account Manager from 2005 to 2009. Ron started their career as a Floor Broker at Dowd Broker Group and Lakeshore Securities from 1997 to 2002, where they executed options orders and managed client relationships.

Throughout their career, Ron has demonstrated expertise in regulatory compliance, product management, and sales/account management in the financial industry.

Ron Miller's education history includes the following:

From 2014 to 2018, Ron attended the New Jersey Institute of Technology, where they obtained a Master of Science in Management with a specialization in Information Systems Management.

Starting in 2018 and continuing until 2025, Ron is pursuing a Ph.D. in Information Systems from Dakota State University.

Ron also has some background in Finance/Economics that was acquired at Rutgers University - Camden.

Ron also holds a Bachelor of Arts (BA) degree from West Virginia University, although the specific field of study is not provided.

In terms of additional certifications, Ron holds an inactive Series 7 certification. Further details about this certification, such as the institution and the year obtained, are not available.