Robert Coulter

Robert Coulter has an extensive work experience spanning over two decades. Robert currently holds the position of Chief Compliance Officer at Prospera Financial since February 2022. Prior to that, they served as Chief Compliance Officer at Cain Watters & Associates from February 2020 to February 2022.

Before their role at Prospera Financial, Coulter worked at Hilltop Securities Inc. where they held multiple positions. Robert was the Managing Director - Public Finance Administration from May 2009 to October 2018. As part of their responsibilities, they led a comprehensive overhaul of the department's software systems, ensuring compliance with internal and external stakeholders. During this time, they also served as the Chief Administrative Officer from January 2011 to November 2015 and as the Chief Compliance Officer from May 2009 to January 2011.

Prior to Hilltop Securities Inc., Coulter worked as the Chief Compliance Officer at Hodges Capital Management from September 2007 to June 2009. Robert also gained experience as a Compliance Officer at USAA from May 2006 to August 2007.

Coulter's career began at FINRA, where they worked as an Examiner from September 2003 to October 2005. Robert further honed their skills in the financial industry as a Branch Representative at Charles Schwab from June 2002 to September 2003. Prior to that, they worked as a Fixed Income Representative at Fidelity Investments from 2000 to 2002.

Throughout their career, Coulter has focused on compliance, administration, and leadership roles, showcasing their expertise in managing compliance procedures, project management, and implementing software systems.

Robert Coulter attended The University of Texas at San Antonio from 1994 to 2000, where they obtained a Bachelor of Business Administration (BBA) degree with a specialization in Finance. Later, from 2009 to 2011, they attended The Wharton School to obtain a Securities Industry Institute Certification (SII). Additionally, Robert has obtained several certifications from FINRA, including Series 7, 24, 50, 53, 66, and 79, although the specific months and years of obtaining these certifications are not provided.