Tigress Financial Partners, LLC is an independent investment banking and brokerage firm free of the conflicts of interest and bureaucracy that are inherent in a mega-financial institution. We foster an entrepreneurial and creative environment and encourage both collaboration and individual thinking, enabling our employees to develop deep and value-added relationships with our clients. Tigress Financial Partners LLC is a registered broker-dealer with the Securities and Exchange Commission (SEC), a registered investment adviser and a member of the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB) and a member of the Securities Investor Protection Corporation (SIPC). Tigress is a Women-Owned Business Enterprise (WBE) and is nationally certified by WBENC, the Women’s Business Enterprise National Council. We are dedicated to the principles of diversity and inclusion. Wall Street is a meritocracy, and we strive to compete for business based on our capabilities and abilities. This belief is essential to our success as an organization and the basis of our competitive advantage.

Investment Management

TIGRESS FINANCIAL PARTNERS

Cynthia DiBartolo

Steven Capo

Ivan Feinseth

David Denson

Jean Ergas

The Finance and Compliance team at Tigress Financial Partners ensures adherence to regulatory standards and internal controls while managing financial operations. This team collaborates to oversee compliance with SEC and FINRA regulations, assess investment risk, and maintain operational integrity in trading activities. Their commitment to ethical practices and risk management underpins the firm's entrepreneurial spirit and dedication to client relationships.

Finance and Compliance

Investment Banking and Financial Analysis

Leadership Team

Finance and Compliance

About

Team members

Other teams at TIGRESS FINANCIAL PARTNERS

Investment Banking and Financial Analysis

Leadership Team