Risk Management and Compliance

The Risk Management and Compliance team at the Financial Services Regulatory Authority of Ontario (FSRA) is responsible for identifying, assessing, and mitigating regulatory risks to ensure high standards of business conduct within the financial services sector. This team enforces compliance with regulations across various financial entities such as insurance companies, credit unions, mortgage brokers, and pension plan administrators. They also manage relationships with regulated entities, coordinate national regulatory efforts, and address emerging risks to maintain market trust and consumer protection.