Compliance and Legal Team

Amy Cieszynski

Manager, Marketing & Advertisi...

Aubrey Baird

Senior Legal Analyst

Brendan Joyce

Director Of Trading Compliance...

Chantal Caraco

Senior Client Portfolio Analys...

Charles Fievet

Assistant General Counsel

Dan Mullane

Vice President Senior Personal...

Daniel Young

Senior Client Portfolio Analys...

Don Ryan

Chief Compliance Officer

Doriana Ahmati

Compliance Specialist

Esmeralda Taraj

Vice President And Senior Lega...

Eugene Ng

Portfolio Compliance Analyst

Grace Hayman

Compliance Analyst

Jacob Schulz

Vice President And Director Of...

James Lally

Director Personal Trading Comp...

Jean Loewenberg

General Counsel

Jennifer Klempa

VP & Assistant General Counsel

Jonathan Siegel

Vp, Director Taft-hartley Grou...

Jonathan Wiatt

Director Of Compensation

Jordan Porter

Associate General Counsel

Kevin Quinlan

Vice President - Compliance Ma...

Kyle D. Curran

Vice President, Assistant Trad...

Lauren Poulin

Compliance Manager

Mari Shimokawa

Deputy Chief Compliance Office...

Matt Petlinski

Compliance Specialist

Matt Sacks

Senior Client Portfolio Analys...

Meghan McHugh

Trading Compliance Specialist

Michael Mulrey

Senior Client Portfolio Analys...

Patricia Camarata

Vice President, Senior Complia...

Robin Lenarz

Assistant General Counsel

Steven Corrado

Senior Client Portfolio Analys...

Sue Zervos

Vp, Senior Personal Trading Co...

Tara T.

Compliance Manager

Tianyuan Guan

Associate General Counsel

Tracey Vibber Scanla...

Vice President, Senior Client ...

Traci Bostrom

Senior Legal Analyst

Tracy Dirienzo

Vice President And Senior Lega...

Victoria W.

Associate General Counsel