Randy P.

Associate Director Of Compliance at Webull

Randy P. has a diverse work experience, starting with their current position as Associate Director of Compliance at Webull Financial since July 2022. Prior to that, they were the Founder/CEO of Purdy Solutions LLC from May 2022 to May 2023. Randy also has a significant tenure at Robinhood, where they held multiple roles including Policies and Internal Controls Senior Specialist - Regulatory Compliance from October 2019 to July 2022, Customer Experience Senior Manager from November 2017 to October 2019, and Support Specialist - Subject Matter Expert from March 2017 to November 2017. Before joining Robinhood, Randy served as a Retail Sales Supervisor at Batteries Plus Bulbs from January 2013 to March 2017, and as a Sales Lead at Fry's Electronics from 2011 to 2013.

Randy P. obtained a Bachelor of Applied Science (B.A.Sc.) degree in Criminal Justice/Law Enforcement Administration from California State University-Sacramento. Additionally, they have acquired certifications such as the Certified Securities Compliance Professional (CSCP) from the National Society of Compliance Professionals and the Series 3 certification from the National Futures Association. Randy P. also holds certifications in Series 24, Series 63, and Series 7 from FINRA, although the exact years of obtaining these certifications are not provided.

Links

Previous companies

Batteries Plus logo
Robinhood logo

Timeline

  • Associate Director Of Compliance

    July, 2022 - present